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Glossary

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The administrative functions at a brokerage that support the trading of securities, including trade confirmation and settlement, recordkeeping, and regulatory compliance. More generally, administrative functions that support but are not directly involved

 The administrative functions at a brokerage that support the trading of securities, including trade confirmation and settlement, recordkeeping, and regulatory compliance.  More generally, administrative functions that support but are not directly involved in the operations of a business, such as accounting and personnel.

Thursday, August 28, 2008
4:48 pm